Poppy Kelly

Head of Compliance

Primary Responsibility

Overseeing the Compliance department and ensuring across the business we adhere to regulations and act in the best interests of our clients.

Professional Goals

To ensure that as a business, Hilltop continuously deliver financial advice that will benefit our clients over the short and longer term, whilst rigorously adhering to all regulations and legislation set by our regulator.

Specialist Areas

Compliance. Supervision of pension and other investment advice, assesses competency of staff members, processes and communications to clients.

Professional Qualifications

Fully qualified financial adviser, Masters in Law, Qualification in Mediation and Conflict Resolution

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